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Risk and compliance
Results: 2018

#	Item
31	Digital Account Opening How to Achieve Regulatory Compliance and Exceed User Expectations at the Same Time Add to Reading List Source URL: www.grobanking.com Language: English - Date: 2016-06-24 14:15:43 Economy United States federal banking legislation Chris Dodd Consumer Financial Protection Bureau DoddFrank Wall Street Reform and Consumer Protection Act Great Recession in the United States Systemic risk History of the United States 1991present) Patriot Act Online shopping Know your customer Anti-money laundering software
32	HIGHLIGHTS A state government meets compliance requirements and reduces risk in a scalable application Add to Reading List Source URL: www.veracode.com Language: English - Date: 2015-06-03 10:46:07 Computer security Computing Security Veracode Software testing Application security Vulnerability Cloud computing
33	University Risk and Compliance Organizational Chart Vice President for Finance and Administration Dr. Jerry Strawser The Compliance Officer has direct and Add to Reading List Source URL: urc.tamu.edu Language: English - Date: 2016-02-17 11:42:22 Regulatory compliance Enterprise risk management Risk and compliance Risk Economy Business
34	4 GOVERNANCE AND COMPLIANCE Governance and compliance The AEC seeks to maintain electoral integrity through a governance Add to Reading List Source URL: annualreport.aec.gov.au Language: English - Date: 2015-11-03 18:59:20 Auditing Economy Business Risk Internal audit Audit Internal control Corporate governance Business continuity Risk management Enterprise risk management
35	FUNDS AND EMIR COMPLIANCE Global Fund Distribution Conference 17 June 2014 Background to EMIR Global Financial Crisis: Add to Reading List Source URL: www.cummingslaw.com Language: English - Date: 2014-06-20 04:38:30 Economy Finance Money Systemic risk Financial services Financial markets Financial regulation Corporate law European Market Infrastructure Regulation Trade Repository Derivative Clearing house
36	High-risk and non-cooperative jurisdictions Improving Global AML/CFT Compliance: on-going process 22 June 2012 Rome, 22 JuneAs part of its on-going review of compliance with the AML/CFT standards, the FATF has to Add to Reading List Source URL: fiau.rightbrain-nodes.com Language: English - Date: 2016-03-05 01:53:52 Financial regulation Financial crimes Economy Task forces Tax evasion Crime Money laundering Terrorism Financial Action Task Force on Money Laundering Terrorism financing Caribbean Financial Action Task Force Asia/Pacific Group on Money Laundering
37	Compliance at Velocity Copyright © 2016 Chef Software, Inc. http://www.chef.io Add to Reading List Source URL: pages.chef.io Language: English - Date: 2016-07-29 16:22:06 Information technology management Information technology Law Software engineering Regulatory compliance Requirement Payment Card Industry Data Security Standard Business process management Health Insurance Portability and Accountability Act Compliance and ethics program Governance risk management and compliance
38	CR01/2016 Examination of Liquidity of the Secondary Corporate Bond Markets Add to Reading List Source URL: www.iosco.org Language: English - Date: 2016-08-16 13:46:47 Financial markets Fixed income market Financial regulation International Organization of Securities Commissions Corporate bond Bond Market liquidity Liquidity risk Secondary market Security Trade reporting and compliance engine European Covered Bond Council
39	ASTRAZENECA GLOBAL POLICY SAFETY, HEALTH AND ENVIRONMENT (SHE) 1. PURPOSE This Policy sets forth AstraZeneca’s commitment to maintaining a safe and healthy workplace for all our people and operating in an environmental Add to Reading List Source URL: www.astrazeneca.com Language: English - Date: 2016-04-21 07:11:24 Environmental social science Industrial hygiene Labor Occupational safety and health Risk management Safety engineering Management system Regulatory compliance Ramboll Environ Safety Compliance and ethics program Pesticide regulation in the United States
40	VolckerP rtal powered by The Volcker Rule’s restrictions on proprietary trading and private fund and securitization activities pose major compliance challenges to banking entities, affecting multiple business lines and Add to Reading List Source URL: www.volckerrule.com Language: English - Date: 2014-04-24 14:18:24 Systemic risk Bank regulation in the United States Volcker Rule Audit Educational technology

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